Four Wood Capital Markets Group was created to provide bespoke investment banking & advisory, securities underwriting, distribution and execution platform connecting our clients with the capital markets
-Steven Baffico, Chief Executive Officer, Four Wood Capital Partners
Four Wood Capital Partners and Tigress Financial are fortunate to share market leadership and successful heritage as both organizations are recognized and respected leaders in the financial services community. This philosophical compatibility is mission critical if we are to deliver a leading value proposition to our clients
-Cynthia D. DiBartolo, Esq., CEO of Tigress Financial Partners LLC
The information contained herein has been obtained or derived from sources believed to be reliable but its accuracy and completeness is not guaranteed. The analysis and conclusions herein are not a complete analysis of every material fact respecting any company, industry, or security. The opinions expressed in this report reflect the judgment of the author at this date and are subject to change without further notice and there is no obligations to provide updates to recipients of any previously issued reports or recommendations. Further information is available upon request.
Employees, officers, directors and shareholders of Tigress Financial Partners LLC and of any of Tigress Financial Partners LLC affiliated entities that are not directly involved with the production of any Tigress Research report (s) and / or their family members may buy / sell or hold securities for their own accounts contrary to the current recommendation expressed in any report published by Tigress Investment Research.
Tigress Financial Partners LLC as well as affiliates of Tigress Financial Partners LLC may provide or may seek to provide investment banking, consulting and / or other services to the companies and / or the officers, directors, and employees of the companies that are the subject of research reports published by Tigress Investment Research and other reports produced by Tigress Investment Research. Further information is available upon request.
Securities are offered through Tigress Financial Partners LLC a SEC Registered Broker Dealer and a member of FINRA/SIPC which clears its securities transactions and provides custody of client accounts on a fully disclosed basis through Pershing LLC, a subsidiary of The Bank of New York Mellon. Tigress Financial Partners LLC, also clears its securities transactions on a fully disclosed basis through the Industrial and Commercial Bank of China Financial Services LLC (“ICBC FS”).
Securities in your account are protected up to $500,000 of which $250,000 can be for claims for cash awaiting reinvestment. Please note that SIPC does not protect against loss due to market fluctuation. For additional information please go to www.sipc.org.
In addition to SIPC protection, Pershing provides Tigress Financial Partners LLC client accounts coverage in excess of SIPC limits from Lloyd’s of London, in conjunction with other insurance companies. The excess of SIPC coverage provides an aggregate loss limit of $1 billion for eligible securities over all client accounts and a per-client loss limit of $1.9 million for cash awaiting reinvestment within the aggregate loss limit of $1 billion. The excess of SIPC coverage does not protect against loss due to market fluctuation. For additional information please go to www.lloyds.com.
Pershing’s excess of SIPC coverage is provided by Lloyd’s of London in conjunction with XL Specialty Insurance Co., Axis Specialty Europe Ltd., Great Lakes Reinsurance (UK) PLC and Ironshore Specialty Insurance Co.
All trademarks, service marks and logos used in this report are trademarks or service marks or registered trademarks or service of their respective owners.
About Tigress Financial Partners LLC
Tigress Financial Partners is a specialized financial services firm providing expertise and services in investment banking, investment research, asset management, wealth management, corporate advisory and trade execution services.
Tigress Financial Partners provides its services to corporate entities, institutional investors, high-net worth individual investors, public and private pensions, federal, state and municipal governments.
Tigress Financial Partners LLC is a registered broker dealer with the Securities and Exchange Commission (“SEC”) and a member of the Financial Industry Regulatory Authority (“FINRA”), a member of the Municipal Securities Rulemaking Board (“MSRB”) and a member of the Securities Investor Protection Corporation (“SIPC”). Tigress Financial Partners is a Registered Investment Advisor.
Tigress Financial Partners LLC is a Woman Owned Business Enterprise (“WBE”) and is nationally certified by WBENC, the Women’s Business Enterprise National Council.
Tigress Financial Partners LLC is a solely owned subsidiary of Tigress Holdings LLC.
For further information please go to www.tigressfinacialpartners.com.
About Pershing LLC
Pershing LLC is a subsidiary of The Bank of New York Mellon Corporation and is a member of FINRA, NYSE, SIPC.
For further information please go to www.pershing.com.
About ICBC Financial Services, LLC
ICBC is a US registered Broker Dealer and is a wholly owned subsidiary of ICBC LTD, which is considered the largest bank in the world, as measured by market capitalization, profitability, and deposits. ICBC LTD. has over 17 thousand branch offices, over 5 million corporate customers, and over 460 million total customers worldwide. Headquartered in New York, ICBC provides global clearing, custody and financing services in all major markets to a wide range of institutional and professional clients.
For further information please go to http://www.icbcfs.com.